SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
LMCG Investments, LLC
Boston, MA
CRD 149936
Firm filing updated April 9, 2026 ·
- $6.8BAssets
- 16Advisory staff
- 1,965Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Performance-based feesYes
- Hourly chargesNo
- Fixed feesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- OtherNo
Who the firm serves
- High net worth individuals725
- Individuals168
- Charities37
- Corporations or other businesses24
- Other investment advisors7
- and 3 more7
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 168 | $57.8 million |
| High net worth individuals | 725 | $2.5 billion |
| Banking or thrift institutions | Fewer than 5 clients | $0 |
| Investment companies | 1 | $251.1 million |
| Pooled investment vehicles (other than investment companies and business development companies) | 2 | $2.4 billion |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 clients | $0 |
| Charitable organizations | 37 | $220.7 million |
| State or municipal government entities (including government pension plans) | 4 | $1.2 billion |
| Other investment advisors | 7 | $132.5 million |
| Insurance companies | Fewer than 5 clients | $0 |
| Sovereign wealth funds and foreign official institutions | Fewer than 5 clients | $0 |
| Corporations or other businesses not listed above | 24 | $89.5 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles (other than investment companies)
See all 5 services
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisors (including private fund managers)
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisors (including private fund managers)
Assets and accounts
- Regulatory assets$6.8 billion
- Accounts1,965
- Discretionary$6.7 billion · 1,955 accounts
- Non-discretionary$140.7 million · 10 accounts
People
- Employees46
- Advisory staff16
- Broker-dealer reps0
- Licensed insurance agents0
Advisors
4 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- SEC-registered investment advisor. CRD 149936, SEC file 801-70357.
- Registered with the SEC as an investment advisor (status date on record: July 6, 2009).
Is LMCG Investments, LLC a fiduciary?
Short answer: LMCG Investments, LLC is registered with the SEC as an investment advisor.
More detail
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
The firm does not report commissions, a broker-dealer role, a related broker-dealer, or staff who are broker-dealer representatives.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.