SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Level Four Advisory Services
Dallas, TX
Level Four Advisory Services, LLC, CRD 134086
Firm filing updated September 11, 2026 ·
- $6.5BAssets
- 15,720Clients
- 119Advisory staff
- 15,720Accounts
Fees and minimums
- Hourly feesAsk the firm for the rate
All fee types on the form
- Percentage of assets under managementYes
- Hourly chargesYes
- Fixed feesYes
- OtherYes
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
Who the firm serves
- Individuals9,889
- High net worth individuals5,075
- Pension and profit sharing plans537
- Corporations or other businesses152
- Charities67
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 9,889 | $1.6 billion |
| High net worth individuals | 5,075 | $3.2 billion |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 537 | $1.4 billion |
| Charitable organizations | 67 | $56.5 million |
| Corporations or other businesses not listed above | 152 | $283.2 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
See all 6 services
- Pension consulting services
- Selection of other advisors (including private fund managers)
- Educational seminars/workshops
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisors (including private fund managers)
- Educational seminars/workshops
Assets and accounts
- Regulatory assets$6.5 billion
- Accounts15,720
- Discretionary$5.9 billion · 14,748 accounts
- Non-discretionary$659.6 million · 972 accounts
People
- Employees136
- Advisory staff119
- Broker-dealer reps116
- Licensed insurance agents84
- Planning clients101 to 250
Advisors
93 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- Legal name: Level Four Advisory Services, LLC SEC-registered investment advisor. CRD 134086, SEC file 801-66368.
- Registered with the SEC as an investment advisor (status date on record: March 3, 2006).
Is Level Four Advisory Services a fiduciary?
Short answer: Level Four Advisory Services is registered with the SEC as an investment advisor.
More detail
Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
Some of the firm's people may also act for a broker-dealer: 116 staff are broker-dealer representatives and the firm has a related broker-dealer. When someone acts for a broker-dealer, a different SEC standard, Regulation Best Interest, applies to their recommendations. Ask which role they are acting in.
84 staff are licensed insurance agents and the firm has a related insurance company or agency.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.