SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Leeward Investments
Boston, MA
Leeward Investments, LLC, CRD 312557
Firm filing updated March 10, 2026 ·
- $2.9BAssets
- 2,700Clients
- 5Advisory staff
- 54Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Hourly chargesNo
- Fixed feesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- Other investment advisors2,661
- High net worth individuals11
- Investment companies8
- Insurance companies6
- State or municipal government entities (including government pension plans)5
- and 4 more9
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| High net worth individuals | 11 | $85.1 million |
| Investment companies | 8 | $1.1 billion |
| Pooled investment vehicles (other than investment companies and business development companies) | 1 | $60.5 million |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 3 | $337.7 million |
| Charitable organizations | 4 | $152.4 million |
| State or municipal government entities (including government pension plans) | 5 | $162.3 million |
| Other investment advisors | 2,661 | $715.6 million |
| Insurance companies | 6 | $209.2 million |
| Corporations or other businesses not listed above | 1 | $45.1 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles (other than investment companies)
See all 4 services
- Portfolio management for businesses (other than small businesses) or institutional clients
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
Assets and accounts
- Regulatory assets$2.9 billion
- Accounts54
- Discretionary$2.0 billion · 39 accounts
- Non-discretionary$862.8 million · 15 accounts
People
- Employees14
- Advisory staff5
- Broker-dealer reps0
- Licensed insurance agents0
Advisors
2 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- Legal name: Leeward Investments, LLC SEC-registered investment advisor. CRD 312557, SEC file 801-122220.
- Registered with the SEC as an investment advisor (status date on record: September 8, 2021).
Is Leeward Investments a fiduciary?
Short answer: Leeward Investments is registered with the SEC as an investment advisor.
More detail
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
The firm does not report commissions, a broker-dealer role, a related broker-dealer, or staff who are broker-dealer representatives.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.