SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
LCM Capital Management Inc
Chicago, IL
CRD 111074
Firm filing updated April 22, 2026 ·
- $403MAssets
- 473Clients
- 8Advisory staff
- 982Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Fixed feesYes
- Hourly chargesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- Individuals262
- High net worth individuals193
- Pension and profit sharing plans14
- Corporations or other businesses4
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 262 | $69.1 million |
| High net worth individuals | 193 | $283.7 million |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 14 | $49.0 million |
| Corporations or other businesses not listed above | 4 | $1.2 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
Assets and accounts
- Regulatory assets$403.0 million
- Accounts982
- Discretionary$388.2 million · 976 accounts
- Non-discretionary$14.8 million · 6 accounts
People
- Employees8
- Advisory staff8
- Broker-dealer reps0
- Licensed insurance agents0
Advisors
4 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- SEC-registered investment advisor. CRD 111074, SEC file 801-67893.
- Registered with the SEC as an investment advisor (status date on record: May 23, 2007).
Is LCM Capital Management Inc a fiduciary?
Short answer: LCM Capital Management Inc is registered with the SEC as an investment advisor.
More detail
Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
The firm is itself an insurance broker or agent.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.