SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
L&S Investment Advisors, LLC
Miami, FL
CRD 285002
Firm filing updated March 24, 2026 ·
- $231.4MAssets
- 415Clients
- 5Advisory staff
- 399Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Fixed feesYes
- OtherYes
- Hourly chargesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
Who the firm serves
- Individuals176
- High net worth individuals139
- Corporations or other businesses100
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 176 | $25.3 million |
| High net worth individuals | 139 | $70.4 million |
| Corporations or other businesses not listed above | 100 | $135.6 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Other: "PERSONAL INVESTMENT COMPANIES"
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Other: "PERSONAL INVESTMENT COMPANIES"
Assets and accounts
- Regulatory assets$231.4 million
- Accounts399
- DiscretionaryAll accounts
People
- Employees8
- Advisory staff5
- Broker-dealer reps0
- Licensed insurance agents0
Advisors
6 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- SEC-registered investment advisor. CRD 285002, SEC file 801-131023.
- Registered with the SEC as an investment advisor (status date on record: August 30, 2024).
Is L&S Investment Advisors, LLC a fiduciary?
Short answer: L&S Investment Advisors, LLC is registered with the SEC as an investment advisor.
More detail
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
The firm does not report commissions, a broker-dealer role, a related broker-dealer, or staff who are broker-dealer representatives.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.