SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
KM Capital Management, Ltd.
Austin, TX
CRD 132887
Firm filing updated March 31, 2026 ·
- $374.4MAssets
- 4Advisory staff
- 42Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Fixed feesYes
- Performance-based feesYes
- Hourly chargesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- OtherNo
Who the firm serves
- High net worth individuals23
- Individuals16
- Pooled vehicles2
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 16 | $3.8 million |
| High net worth individuals | 23 | $294.4 million |
| Pooled investment vehicles (other than investment companies and business development companies) | 2 | $72.3 million |
| Charitable organizations | Fewer than 5 clients | $3.9 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
See all 5 services
- Selection of other advisors (including private fund managers)
- Other: "BOOKKEEPING SERVICES"
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Selection of other advisors (including private fund managers)
- Other: "BOOKKEEPING SERVICES"
Assets and accounts
- Regulatory assets$374.4 million
- Accounts42
- Discretionary$268.6 million · 40 accounts
- Non-discretionary$105.8 million · 2 accounts
People
- Employees9
- Advisory staff4
- Broker-dealer reps0
- Licensed insurance agents1
- Planning clients26 to 50
Advisors
2 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- SEC-registered investment advisor. CRD 132887, SEC file 801-110262.
- Registered with the SEC as an investment advisor (status date on record: April 12, 2017).
Is KM Capital Management, Ltd. a fiduciary?
Short answer: KM Capital Management, Ltd. is registered with the SEC as an investment advisor. Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
More detail
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
1 staff member is a licensed insurance agent.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.