SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Kleinfelder Capital, Inc.
Cincinnati, OH
CRD 289345
Firm filing updated September 3, 2026 ·
- $376.6MAssets
- 4Advisory staff
- 1,076Accounts
Fees and minimums
- Hourly feesAsk the firm for the rate
All fee types on the form
- Percentage of assets under managementYes
- Hourly chargesYes
- Fixed feesYes
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- Individuals269
- High net worth individuals212
- Pension and profit sharing plans17
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 269 | $62.2 million |
| High net worth individuals | 212 | $310.0 million |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 17 | $4.1 million |
| Corporations or other businesses not listed above | Fewer than 5 clients | $277,865 |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
Assets and accounts
- Regulatory assets$376.6 million
- Accounts1,076
- Discretionary$375.8 million · 1,073 accounts
- Non-discretionary$724,165 · 3 accounts
People
- Employees5
- Advisory staff4
- Broker-dealer reps1
- Licensed insurance agents3
- Planning clients51 to 100
Advisors
1 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- SEC-registered investment advisor. CRD 289345, SEC file 801-111047.
- Registered with the SEC as an investment advisor (status date on record: August 24, 2017).
Is Kleinfelder Capital, Inc. a fiduciary?
Short answer: Kleinfelder Capital, Inc. is registered with the SEC as an investment advisor. Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
More detail
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
Some of the firm's people may also act for a broker-dealer: 1 staff member is a broker-dealer representative. When someone acts for a broker-dealer, a different SEC standard, Regulation Best Interest, applies to their recommendations. Ask which role they are acting in.
3 staff are licensed insurance agents.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.