SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
KKM Financial LLC
Chicago, IL
CRD 165136
Firm filing updated August 7, 2026 ·
- $865.7MAssets
- 162Clients
- 3Advisory staff
- 206Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Hourly chargesNo
- Fixed feesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- Individuals109
- High net worth individuals50
- Investment companies2
- Other investment advisors1
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 109 | $35.8 million |
| High net worth individuals | 50 | $139.0 million |
| Investment companies | 2 | $596.2 million |
| Other investment advisors | 1 | $94.7 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for businesses (other than small businesses) or institutional clients
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for businesses (other than small businesses) or institutional clients
Assets and accounts
- Regulatory assets$865.7 million
- Accounts206
- Discretionary$771.0 million · 205 accounts
- Non-discretionary$94.7 million · 1 accounts
People
- Employees5
- Advisory staff3
- Broker-dealer reps0
- Licensed insurance agents0
Registration details
- SEC-registered investment advisor. CRD 165136, SEC file 801-77094.
- Registered with the SEC as an investment advisor (status date on record: September 6, 2012).
Is KKM Financial LLC a fiduciary?
Short answer: KKM Financial LLC is registered with the SEC as an investment advisor.
More detail
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
The firm does not report commissions, a broker-dealer role, a related broker-dealer, or staff who are broker-dealer representatives.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.