SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Kingswood Wealth Advisors, LLC
San Diego, CA
CRD 288792
Firm filing updated September 22, 2026 ·
- $3.8BAssets
- 76Advisory staff
- 12,273Accounts
Fees and minimums
- Hourly feesAsk the firm for the rate
All fee types on the form
- Percentage of assets under managementYes
- Hourly chargesYes
- Fixed feesYes
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- Individuals8,985
- High net worth individuals2,274
- Corporations or other businesses105
- Pension and profit sharing plans57
- Charities2
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 8,985 | $1.6 billion |
| High net worth individuals | 2,274 | $2.1 billion |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 57 | $21.6 million |
| Charitable organizations | 2 | $7.1 million |
| Insurance companies | Fewer than 5 clients | $9.1 million |
| Corporations or other businesses not listed above | 105 | $82.5 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
See all 6 services
- Pension consulting services
- Selection of other advisors (including private fund managers)
- Other: "HOURLY CONSULTING"
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisors (including private fund managers)
- Other: "HOURLY CONSULTING"
Assets and accounts
- Regulatory assets$3.8 billion
- Accounts12,273
- Discretionary$3.5 billion · 11,682 accounts
- Non-discretionary$306.5 million · 591 accounts
People
- Employees88
- Advisory staff76
- Broker-dealer reps70
- Licensed insurance agents47
- Planning clients1 to 10
Advisors
69 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- SEC-registered investment advisor. CRD 288792, SEC file 801-110755.
- Registered with the SEC as an investment advisor (status date on record: July 3, 2017).
Is Kingswood Wealth Advisors, LLC a fiduciary?
Short answer: Kingswood Wealth Advisors, LLC is registered with the SEC as an investment advisor.
More detail
Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
Some of the firm's people may also act for a broker-dealer: 70 staff are broker-dealer representatives and the firm has a related broker-dealer. When someone acts for a broker-dealer, a different SEC standard, Regulation Best Interest, applies to their recommendations. Ask which role they are acting in.
47 staff are licensed insurance agents and the firm has a related insurance company or agency.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.