SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Kayne Anderson Rudnick Investment Management, LLC
Los Angeles, CA
CRD 104599
Firm filing updated March 27, 2026 ·
- $39.4BAssets
- 47Advisory staff
- 24,735Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Fixed feesYes
- Performance-based feesYes
- Hourly chargesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- OtherNo
Who the firm serves
- High net worth individuals1,409
- Individuals586
- Pension and profit sharing plans60
- Corporations or other businesses53
- Charities40
- and 4 more77
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 586 | $259.4 million |
| High net worth individuals | 1,409 | $7.7 billion |
| Banking or thrift institutions | Fewer than 5 clients | $0 |
| Investment companies | 36 | $13.6 billion |
| Pooled investment vehicles (other than investment companies and business development companies) | 17 | $1.8 billion |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 60 | $2.4 billion |
| Charitable organizations | 40 | $819.4 million |
| State or municipal government entities (including government pension plans) | 19 | $1.3 billion |
| Other investment advisors | Fewer than 5 clients | $0 |
| Insurance companies | 5 | $496.1 million |
| Sovereign wealth funds and foreign official institutions | Fewer than 5 clients | $485.0 million |
| Corporations or other businesses not listed above | 53 | $1.3 billion |
| Other: "DISCRETIONARY WRAP" | 22,509 | $9.3 billion |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
See all 5 services
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
Assets and accounts
- Regulatory assets$39.4 billion
- Accounts24,735
- DiscretionaryAll accounts
People
- Employees134
- Advisory staff47
- Broker-dealer reps22
- Licensed insurance agents0
- Planning clients1,000
Advisors
24 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- SEC-registered investment advisor. CRD 104599, SEC file 801-24241.
- Registered with the SEC as an investment advisor (status date on record: May 22, 1985).
Is Kayne Anderson Rudnick Investment Management, LLC a fiduciary?
Short answer: Kayne Anderson Rudnick Investment Management, LLC is registered with the SEC as an investment advisor.
More detail
Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
Some of the firm's people may also act for a broker-dealer: 22 staff are broker-dealer representatives and the firm has a related broker-dealer. When someone acts for a broker-dealer, a different SEC standard, Regulation Best Interest, applies to their recommendations. Ask which role they are acting in.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.