SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
K2 Wealth Management LLC
Chicago, IL
CRD 332264
Firm filing updated April 14, 2026 ·
- $120MAssets
- 70Clients
- 3Advisory staff
- 370Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Fixed feesYes
- CommissionsYes
- Hourly chargesNo
- Subscription fees (for a newsletter or periodical)No
- Performance-based feesNo
- OtherNo
Who the firm serves
- High net worth individuals70
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| High net worth individuals | 70 | $120.0 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisors (including private fund managers)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisors (including private fund managers)
Assets and accounts
- Regulatory assets$120.0 million
- Accounts370
- Discretionary$115.0 million · 350 accounts
- Non-discretionary$5.0 million · 20 accounts
People
- Employees4
- Advisory staff3
- Broker-dealer reps0
- Licensed insurance agents1
- Planning clients51 to 100
Advisors
2 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- SEC-registered investment advisor. CRD 332264, SEC file 801-135782.
- Registered with the SEC as an investment advisor (status date on record: April 6, 2026).
Is K2 Wealth Management LLC a fiduciary?
Short answer: K2 Wealth Management LLC is registered with the SEC as an investment advisor.
More detail
Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
1 staff member is a licensed insurance agent and the firm is itself an insurance broker or agent.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.