SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
J.E. Simmons & Co., P.C.
Dallas, TX
CRD 108789
Firm filing updated June 17, 2026 ·
- $213.1MAssets
- 394Clients
- 2Advisory staff
- 394Accounts
Fees and minimums
- Hourly feesAsk the firm for the rate
All fee types on the form
- Percentage of assets under managementYes
- Hourly chargesYes
- Fixed feesYes
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- Individuals284
- Corporations or other businesses50
- High net worth individuals24
- Pension and profit sharing plans21
- Charities15
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 284 | $63.3 million |
| High net worth individuals | 24 | $39.0 million |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 21 | $51.2 million |
| Charitable organizations | 15 | $1.6 million |
| Corporations or other businesses not listed above | 50 | $58.0 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
See all 6 services
- Pension consulting services
- Selection of other advisors (including private fund managers)
- Other: "BUSINESS CONSULTING AND CERTIFIED PUBLIC ACCOUNTANT"
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisors (including private fund managers)
- Other: "BUSINESS CONSULTING AND CERTIFIED PUBLIC ACCOUNTANT"
Assets and accounts
- Regulatory assets$213.1 million
- Accounts394
- DiscretionaryAll accounts
People
- Employees4
- Advisory staff2
- Broker-dealer reps0
- Licensed insurance agents0
- Planning clients51 to 100
Advisors
3 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- SEC-registered investment advisor. CRD 108789, SEC file 801-54792.
- Registered with the SEC as an investment advisor (status date on record: August 8, 1997).
Is J.E. Simmons & Co., P.C. a fiduciary?
Short answer: J.E. Simmons & Co., P.C. is registered with the SEC as an investment advisor.
More detail
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
The firm does not report commissions, a broker-dealer role, a related broker-dealer, or staff who are broker-dealer representatives.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.