SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Jag Capital Management LLC
St. Louis, MO
CRD 159227
Firm filing updated May 21, 2026 ·
- $1.9BAssets
- 13Advisory staff
- 1,675Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Fixed feesYes
- Hourly chargesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- Individuals284
- High net worth individuals101
- Charities42
- Corporations or other businesses16
- Pension and profit sharing plans11
- and 1 more1
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 284 | $69.6 million |
| High net worth individuals | 101 | $351.3 million |
| Investment companies | 1 | $45.2 million |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 11 | $222.8 million |
| Charitable organizations | 42 | $523.4 million |
| Insurance companies | Fewer than 5 clients | $165.4 million |
| Corporations or other businesses not listed above | 16 | $131.5 million |
| Other: "INCLUDING WRAP PROGRAM ACCOUNTS" | 613 | $392.7 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
See all 4 services
- Portfolio management for businesses (other than small businesses) or institutional clients
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for businesses (other than small businesses) or institutional clients
Assets and accounts
- Regulatory assets$1.9 billion
- Accounts1,675
- Discretionary$1.8 billion · 1,565 accounts
- Non-discretionary$77.9 million · 110 accounts
People
- Employees21
- Advisory staff13
- Broker-dealer reps2
- Licensed insurance agents0
- Planning clients26 to 50
Advisors
9 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- SEC-registered investment advisor. CRD 159227, SEC file 801-72799.
- Registered with the SEC as an investment advisor (status date on record: October 26, 2011).
Is Jag Capital Management LLC a fiduciary?
Short answer: Jag Capital Management LLC is registered with the SEC as an investment advisor.
More detail
Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
Some of the firm's people may also act for a broker-dealer: 2 staff are broker-dealer representatives. When someone acts for a broker-dealer, a different SEC standard, Regulation Best Interest, applies to their recommendations. Ask which role they are acting in.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.