SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Ipg Investment Advisors, LLC
San Diego, CA
CRD 152990
Firm filing updated March 25, 2026 ·
- $4.1BAssets
- 38Advisory staff
- 1,273Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Fixed feesYes
- CommissionsYes
- Performance-based feesYes
- OtherYes
- Hourly chargesNo
- Subscription fees (for a newsletter or periodical)No
Who the firm serves
- High net worth individuals762
- Corporations or other businesses503
- Pooled vehicles9
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| High net worth individuals | 762 | $1.3 billion |
| Pooled investment vehicles (other than investment companies and business development companies) | 9 | $666.0 million |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 clients | $3.4 million |
| Charitable organizations | Fewer than 5 clients | $873,769 |
| Corporations or other businesses not listed above | 503 | $2.2 billion |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
See all 4 services
- Other: "MAY SELECT ADVISE ON AND/OR OFFER PRIVATE FUNDS AND LIMITED PARTNERSHIPS AND/OR PROVIDE FAMILY OFFICE SERVICES"
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Other: "MAY SELECT ADVISE ON AND/OR OFFER PRIVATE FUNDS AND LIMITED PARTNERSHIPS AND/OR PROVIDE FAMILY OFFICE SERVICES"
Assets and accounts
- Regulatory assets$4.1 billion
- Accounts1,273
- Discretionary$2.9 billion · 1,141 accounts
- Non-discretionary$1.3 billion · 132 accounts
People
- Employees39
- Advisory staff38
- Broker-dealer reps32
- Licensed insurance agents0
- Planning clients0
Advisors
29 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- SEC-registered investment advisor. CRD 152990, SEC file 801-71104.
- Registered with the SEC as an investment advisor (status date on record: March 3, 2010).
Is Ipg Investment Advisors, LLC a fiduciary?
Short answer: Ipg Investment Advisors, LLC is registered with the SEC as an investment advisor.
More detail
Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
Some of the firm's people may also act for a broker-dealer: 32 staff are broker-dealer representatives and the firm has a related broker-dealer. When someone acts for a broker-dealer, a different SEC standard, Regulation Best Interest, applies to their recommendations. Ask which role they are acting in.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.