SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Investment Research Corp
Denver, CO
CRD 108208
Firm filing updated March 30, 2026 ·
- $76.3MAssets
- 166Clients
- 16Advisory staff
- 166Accounts
Fees and minimums
- Hourly feesAsk the firm for the rate
All fee types on the form
- Percentage of assets under managementYes
- Hourly chargesYes
- Fixed feesYes
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- Individuals159
- High net worth individuals4
- Pension and profit sharing plans2
- Investment companies1
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 159 | $39.2 million |
| High net worth individuals | 4 | $11.5 million |
| Investment companies | 1 | $19.9 million |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 2 | $5.7 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
See all 5 services
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisors (including private fund managers)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisors (including private fund managers)
Assets and accounts
- Regulatory assets$76.3 million
- Accounts166
- Discretionary$19.9 million in 1 account. Non-discretionary: $56.4 million · 165 accounts
- Non-discretionary$56.4 million · 165 accounts
People
- Employees21
- Advisory staff16
- Broker-dealer reps15
- Licensed insurance agents15
- Planning clients0
Advisors
8 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- SEC-registered investment advisor. CRD 108208, SEC file 801-8599.
- Registered with the SEC as an investment advisor (status date on record: April 26, 1972).
Is Investment Research Corp a fiduciary?
Short answer: Investment Research Corp is registered with the SEC as an investment advisor.
More detail
Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
Some of the firm's people may also act for a broker-dealer: 15 staff are broker-dealer representatives and the firm has a related broker-dealer. When someone acts for a broker-dealer, a different SEC standard, Regulation Best Interest, applies to their recommendations. Ask which role they are acting in.
15 staff are licensed insurance agents and the firm has a related insurance company or agency.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.