SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Integrity Prosperity Security (IPS) Strategic Capital
Denver, CO
Mutual Fund Protection Service, CRD 115961
Firm filing updated May 19, 2026 ·
- $90.9MAssets
- 195Clients
- 1Advisory staff
- 194Accounts
Fees and minimums
- Hourly feesAsk the firm for the rate
All fee types on the form
- Percentage of assets under managementYes
- Hourly chargesYes
- Fixed feesYes
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- Individuals190
- High net worth individuals4
- Investment companies1
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 190 | $80.7 million |
| High net worth individuals | 4 | $10.0 million |
| Investment companies | 1 | $250,000 |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
See all 8 services
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Publication of periodicals or newsletters
- Educational seminars/workshops
- Other: "INSURANCE & WEALTH TRANSFER STRATEGIES"
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Publication of periodicals or newsletters
- Educational seminars/workshops
- Other: "INSURANCE & WEALTH TRANSFER STRATEGIES"
Assets and accounts
- Regulatory assets$90.9 million
- Accounts194
- Discretionary$90.7 million · 192 accounts
- Non-discretionary$232,558 · 2 accounts
People
- Employees3
- Advisory staff1
- Broker-dealer reps0
- Licensed insurance agents1
- Planning clients11 to 25
Registration details
- Legal name: Mutual Fund Protection Service SEC-registered investment advisor. CRD 115961, SEC file 801-107321.
- Registered with the SEC as an investment advisor (status date on record: March 9, 2016).
Is Integrity Prosperity Security (IPS) Strategic Capital a fiduciary?
Short answer: Integrity Prosperity Security (IPS) Strategic Capital is registered with the SEC as an investment advisor.
More detail
Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
1 staff member is a licensed insurance agent and the firm is itself an insurance broker or agent.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.