SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Instrumental Wealth, LLC
Tampa, FL
CRD 310788
Firm filing updated March 28, 2026 ·
- $508MAssets
- 5Advisory staff
- 2,128Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Fixed feesYes
- Hourly chargesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- Individuals452
- High net worth individuals116
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 452 | $141.4 million |
| High net worth individuals | 116 | $350.3 million |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 clients | $471,461 |
| Charitable organizations | Fewer than 5 clients | $4.3 million |
| Corporations or other businesses not listed above | Fewer than 5 clients | $11.5 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
Assets and accounts
- Regulatory assets$508.0 million
- Accounts2,128
- Discretionary$507.3 million · 2,126 accounts
- Non-discretionary$700,488 · 2 accounts
People
- Employees12
- Advisory staff5
- Broker-dealer reps0
- Licensed insurance agents4
- Planning clients251 to 500
Advisors
3 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- SEC-registered investment advisor. CRD 310788, SEC file 801-119577.
- Registered with the SEC as an investment advisor (status date on record: October 2, 2020).
Is Instrumental Wealth, LLC a fiduciary?
Short answer: Instrumental Wealth, LLC is registered with the SEC as an investment advisor.
More detail
Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
4 staff are licensed insurance agents.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.