SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
IMA Advisory Services, Inc.
Denver, CO
CRD 112091
Firm filing updated May 19, 2026 ·
- $3.9BAssets
- 579Clients
- 40Advisory staff
- 1,191Accounts
Fees and minimums
- Hourly feesAsk the firm for the rate
All fee types on the form
- Percentage of assets under managementYes
- Hourly chargesYes
- Fixed feesYes
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- Individuals249
- High net worth individuals181
- Pension and profit sharing plans81
- Charities63
- Corporations or other businesses5
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 249 | $101.0 million |
| High net worth individuals | 181 | $772.4 million |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 81 | $1.3 billion |
| Charitable organizations | 63 | $1.8 billion |
| Corporations or other businesses not listed above | 5 | $8.4 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
See all 7 services
- Pension consulting services
- Selection of other advisors (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisors (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
Assets and accounts
- Regulatory assets$3.9 billion
- Accounts1,191
- Discretionary$3.3 billion · 1,166 accounts
- Non-discretionary$557.2 million · 25 accounts
People
- Employees50
- Advisory staff40
- Broker-dealer reps0
- Licensed insurance agents13
- Planning clients101 to 250
Advisors
19 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- SEC-registered investment advisor. CRD 112091, SEC file 801-79108.
- Registered with the SEC as an investment advisor (status date on record: February 5, 2014).
Is IMA Advisory Services, Inc. a fiduciary?
Short answer: IMA Advisory Services, Inc. is registered with the SEC as an investment advisor. Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
More detail
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
13 staff are licensed insurance agents, the firm is itself an insurance broker or agent and the firm has a related insurance company or agency.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.