SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Iconiq Capital, LLC
San Francisco, CA
CRD 159198
Firm filing updated August 12, 2026 ·
- $117.5BAssets
- 158Advisory staff
- 1,651Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Fixed feesYes
- Performance-based feesYes
- Hourly chargesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- OtherNo
Who the firm serves
- High net worth individuals380
- Pooled vehicles353
- Charities113
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | Fewer than 5 clients | $0 |
| High net worth individuals | 380 | $10.8 billion |
| Banking or thrift institutions | Fewer than 5 clients | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 353 | $82.6 billion |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 clients | $0 |
| Charitable organizations | 113 | $24.1 billion |
| State or municipal government entities (including government pension plans) | Fewer than 5 clients | $0 |
| Other investment advisors | Fewer than 5 clients | $0 |
| Insurance companies | Fewer than 5 clients | $0 |
| Sovereign wealth funds and foreign official institutions | Fewer than 5 clients | $0 |
| Corporations or other businesses not listed above | Fewer than 5 clients | $0 |
| Other: "NA" | Fewer than 5 clients | $0 |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Selection of other advisors (including private fund managers)
See all 4 services
- Other: "PORTFOLIO MANAGMENT FOR PRIVATE FOUNDATIONS"
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Selection of other advisors (including private fund managers)
- Other: "PORTFOLIO MANAGMENT FOR PRIVATE FOUNDATIONS"
Assets and accounts
- Regulatory assets$117.5 billion
- Accounts1,651
- Discretionary$85.8 billion · 698 accounts
- Non-discretionary$31.7 billion · 953 accounts
People
- Employees513
- Advisory staff158
- Broker-dealer reps0
- Licensed insurance agents0
- Planning clients0
Advisors
59 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- SEC-registered investment advisor. CRD 159198, SEC file 801-72878.
- Registered with the SEC as an investment advisor (status date on record: December 1, 2011).
Is Iconiq Capital, LLC a fiduciary?
Short answer: Iconiq Capital, LLC is registered with the SEC as an investment advisor.
More detail
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
The firm does not report commissions, a broker-dealer role, a related broker-dealer, or staff who are broker-dealer representatives.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.