SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Icg Advisors, LLC
Los Angeles, CA
CRD 148066
Firm filing updated May 21, 2026 ·
- $7.9BAssets
- 70Clients
- 24Advisory staff
- 108Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Performance-based feesYes
- Hourly chargesNo
- Fixed feesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- OtherNo
Who the firm serves
- High net worth individuals55
- Pooled vehicles11
- Charities2
- Corporations or other businesses2
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| High net worth individuals | 55 | $5.7 billion |
| Pooled investment vehicles (other than investment companies and business development companies) | 11 | $1.1 billion |
| Charitable organizations | 2 | $786.7 million |
| Corporations or other businesses not listed above | 2 | $287.9 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
See all 5 services
- Pension consulting services
- Selection of other advisors (including private fund managers)
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisors (including private fund managers)
Assets and accounts
- Regulatory assets$7.9 billion
- Accounts108
- Discretionary$2.2 billion · 19 accounts
- Non-discretionary$5.8 billion · 89 accounts
People
- Employees26
- Advisory staff24
- Broker-dealer reps0
- Licensed insurance agents0
Registration details
- SEC-registered investment advisor. CRD 148066, SEC file 801-69638.
- Registered with the SEC as an investment advisor (status date on record: October 6, 2008).
Is Icg Advisors, LLC a fiduciary?
Short answer: Icg Advisors, LLC is registered with the SEC as an investment advisor.
More detail
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
The firm does not report commissions, a broker-dealer role, a related broker-dealer, or staff who are broker-dealer representatives.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.