SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Huntleigh Advisors, Inc.
St. Louis, MO
CRD 113412
Firm filing updated March 30, 2026 ·
- $781.8MAssets
- 1,838Clients
- 55Advisory staff
- 1,838Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- OtherYes
- Hourly chargesNo
- Fixed feesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
Who the firm serves
- Individuals1,634
- High net worth individuals161
- Corporations or other businesses19
- Pension and profit sharing plans13
- Charities11
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 1,634 | $381.7 million |
| High net worth individuals | 161 | $365.5 million |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 13 | $6.5 million |
| Charitable organizations | 11 | $13.4 million |
| Corporations or other businesses not listed above | 19 | $14.6 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisors (including private fund managers)
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisors (including private fund managers)
Assets and accounts
- Regulatory assets$781.8 million
- Accounts1,838
- Discretionary$772.1 million · 1,825 accounts
- Non-discretionary$9.7 million · 13 accounts
People
- Employees55
- Advisory staff55
- Broker-dealer reps51
- Licensed insurance agents40
- Planning clients0
Advisors
27 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- SEC-registered investment advisor. CRD 113412, SEC file 801-62677.
- Registered with the SEC as an investment advisor (status date on record: January 22, 2004).
Is Huntleigh Advisors, Inc. a fiduciary?
Short answer: Huntleigh Advisors, Inc. is registered with the SEC as an investment advisor. Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
More detail
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
Some of the firm's people may also act for a broker-dealer: 51 staff are broker-dealer representatives and the firm has a related broker-dealer. When someone acts for a broker-dealer, a different SEC standard, Regulation Best Interest, applies to their recommendations. Ask which role they are acting in.
40 staff are licensed insurance agents and the firm has a related insurance company or agency.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.