SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Howard Financial Services, Ltd.
Dallas, TX
CRD 107978
Firm filing updated August 12, 2026 ·
- $1.4BAssets
- 18Advisory staff
- 1,276Accounts
Fees and minimums
- Hourly feesAsk the firm for the rate
All fee types on the form
- Percentage of assets under managementYes
- Hourly chargesYes
- Fixed feesYes
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- High net worth individuals259
- Individuals151
- Pooled vehicles31
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 151 | $38.4 million |
| High net worth individuals | 259 | $1.1 billion |
| Pooled investment vehicles (other than investment companies and business development companies) | 31 | $224.2 million |
| Charitable organizations | Fewer than 5 clients | $18.1 million |
| Corporations or other businesses not listed above | Fewer than 5 clients | $1.0 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
See all 5 services
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisors (including private fund managers)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisors (including private fund managers)
Assets and accounts
- Regulatory assets$1.4 billion
- Accounts1,276
- DiscretionaryAll accounts
People
- Employees24
- Advisory staff18
- Broker-dealer reps0
- Licensed insurance agents0
- Planning clients11 to 25
Advisors
9 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- SEC-registered investment advisor. CRD 107978, SEC file 801-46741.
- Registered with the SEC as an investment advisor (status date on record: June 23, 1994).
Is Howard Financial Services, Ltd. a fiduciary?
Short answer: Howard Financial Services, Ltd. is registered with the SEC as an investment advisor.
More detail
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
The firm does not report commissions, a broker-dealer role, a related broker-dealer, or staff who are broker-dealer representatives.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.