SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Horter Investment Management, LLC
Cincinnati, OH
CRD 119880
Firm filing updated August 6, 2026 ·
- $314.5MAssets
- 1,337Clients
- 29Advisory staff
- 2,296Accounts
Fees and minimums
- Hourly feesAsk the firm for the rate
All fee types on the form
- Percentage of assets under managementYes
- Hourly chargesYes
- Fixed feesYes
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- Individuals1,218
- High net worth individuals74
- Corporations or other businesses22
- Other investment advisors15
- Pension and profit sharing plans8
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 1,218 | $167.3 million |
| High net worth individuals | 74 | $121.2 million |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 8 | $7.3 million |
| Other investment advisors | 15 | $3.8 million |
| Corporations or other businesses not listed above | 22 | $14.9 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisors (including private fund managers)
See all 5 services
- Publication of periodicals or newsletters
- Educational seminars/workshops
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisors (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
Assets and accounts
- Regulatory assets$314.5 million
- Accounts2,296
- DiscretionaryAll accounts
People
- Employees43
- Advisory staff29
- Broker-dealer reps0
- Licensed insurance agents29
- Planning clients1 to 10
Advisors
16 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- SEC-registered investment advisor. CRD 119880, SEC file 801-67471.
- Registered with the SEC as an investment advisor (status date on record: January 12, 2007).
Is Horter Investment Management, LLC a fiduciary?
Short answer: Horter Investment Management, LLC is registered with the SEC as an investment advisor.
More detail
Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
29 staff are licensed insurance agents, the firm is itself an insurance broker or agent and the firm has a related insurance company or agency.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.