SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Hollencrest Capital Management
Newport Beach, CA
Hollencrest Capital Management, LLC, CRD 46217
Firm filing updated June 12, 2026 ·
- $2.9BAssets
- 19Advisory staff
- 1,347Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Fixed feesYes
- Performance-based feesYes
- OtherYes
- Hourly chargesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
Who the firm serves
- Individuals295
- High net worth individuals166
- Charities7
- Corporations or other businesses6
- Pooled vehicles3
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 295 | $255.5 million |
| High net worth individuals | 166 | $2.2 billion |
| Pooled investment vehicles (other than investment companies and business development companies) | 3 | $75.8 million |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 clients | $24.7 million |
| Charitable organizations | 7 | $86.5 million |
| Corporations or other businesses not listed above | 6 | $211.6 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
See all 6 services
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisors (including private fund managers)
- Other: "CONSULTING SERVICES"
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisors (including private fund managers)
- Other: "CONSULTING SERVICES"
Assets and accounts
- Regulatory assets$2.9 billion
- Accounts1,347
- Discretionary$1.5 billion · 915 accounts
- Non-discretionary$1.4 billion · 432 accounts
People
- Employees19
- Advisory staff19
- Broker-dealer reps0
- Licensed insurance agents3
- Planning clients26 to 50
Advisors
5 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- Legal name: Hollencrest Capital Management, LLC SEC-registered investment advisor. CRD 46217, SEC file 801-55904.
- Registered with the SEC as an investment advisor (status date on record: October 2, 1998).
Is Hollencrest Capital Management a fiduciary?
Short answer: Hollencrest Capital Management is registered with the SEC as an investment advisor.
More detail
Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
3 staff are licensed insurance agents, the firm is itself an insurance broker or agent and the firm has a related insurance company or agency.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.