SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Hodges Capital Management Inc
Dallas, TX
CRD 110080
Firm filing updated October 31, 2025 ·
- $1.2BAssets
- 448Clients
- 10Advisory staff
- 448Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Hourly chargesNo
- Fixed feesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- Individuals265
- High net worth individuals133
- Corporations or other businesses25
- Pension and profit sharing plans8
- Charities8
- and 4 more9
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 265 | $79.8 million |
| High net worth individuals | 133 | $380.4 million |
| Banking or thrift institutions | 2 | $6.4 million |
| Investment companies | 4 | $502.6 million |
| Pooled investment vehicles (other than investment companies and business development companies) | 2 | $107.3 million |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 8 | $9.8 million |
| Charitable organizations | 8 | $46.5 million |
| State or municipal government entities (including government pension plans) | 1 | $800,012 |
| Corporations or other businesses not listed above | 25 | $106.8 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles (other than investment companies)
See all 4 services
- Portfolio management for businesses (other than small businesses) or institutional clients
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
Assets and accounts
- Regulatory assets$1.2 billion
- Accounts448
- DiscretionaryAll accounts
People
- Employees20
- Advisory staff10
- Broker-dealer reps16
- Licensed insurance agents0
- Planning clients0
Advisors
5 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- SEC-registered investment advisor. CRD 110080, SEC file 801-35811.
- Registered with the SEC as an investment advisor (status date on record: January 5, 1990).
Is Hodges Capital Management Inc a fiduciary?
Short answer: Hodges Capital Management Inc is registered with the SEC as an investment advisor.
More detail
Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
Some of the firm's people may also act for a broker-dealer: 16 staff are broker-dealer representatives and the firm has a related broker-dealer. When someone acts for a broker-dealer, a different SEC standard, Regulation Best Interest, applies to their recommendations. Ask which role they are acting in.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.