SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Heritage Wealth Management, Inc.
San Diego, CA
CRD 316956
Firm filing updated June 30, 2026 ·
- $643.4MAssets
- 7Advisory staff
- 226Accounts
Fees and minimums
- Hourly feesAsk the firm for the rate
All fee types on the form
- Percentage of assets under managementYes
- Hourly chargesYes
- Fixed feesYes
- Performance-based feesYes
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- OtherNo
Who the firm serves
- High net worth individuals121
- Individuals103
- Pooled vehicles8
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 103 | $50.6 million |
| High net worth individuals | 121 | $305.1 million |
| Pooled investment vehicles (other than investment companies and business development companies) | 8 | $209.6 million |
| Charitable organizations | Fewer than 5 clients | $19.9 million |
| Insurance companies | Fewer than 5 clients | $41.5 million |
| Corporations or other businesses not listed above | Fewer than 5 clients | $16.7 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
See all 4 services
- Selection of other advisors (including private fund managers)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Selection of other advisors (including private fund managers)
Assets and accounts
- Regulatory assets$643.4 million
- Accounts226
- DiscretionaryAll accounts
People
- Employees13
- Advisory staff7
- Broker-dealer reps0
- Licensed insurance agents0
- Planning clients101 to 250
Advisors
5 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- SEC-registered investment advisor. CRD 316956, SEC file 801-122719.
- Registered with the SEC as an investment advisor (status date on record: November 19, 2021).
Is Heritage Wealth Management, Inc. a fiduciary?
Short answer: Heritage Wealth Management, Inc. is registered with the SEC as an investment advisor.
More detail
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
The firm does not report commissions, a broker-dealer role, a related broker-dealer, or staff who are broker-dealer representatives.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.