SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Heritage Wealth Advisors
Cincinnati, OH
Heritage Wealth Management Inc., CRD 312545
Firm filing updated August 3, 2026 ·
- $604.7MAssets
- 201Clients
- 3Advisory staff
- 935Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Fixed feesYes
- Hourly chargesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- High net worth individuals122
- Individuals79
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 79 | $42.2 million |
| High net worth individuals | 122 | $562.5 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisors (including private fund managers)
See all 4 services
- Educational seminars/workshops
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisors (including private fund managers)
- Educational seminars/workshops
Assets and accounts
- Regulatory assets$604.7 million
- Accounts935
- Discretionary$503.7 million · 801 accounts
- Non-discretionary$100.9 million · 134 accounts
People
- Employees6
- Advisory staff3
- Broker-dealer reps0
- Licensed insurance agents3
- Planning clients1 to 10
Advisors
3 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- Legal name: Heritage Wealth Management Inc. SEC-registered investment advisor. CRD 312545, SEC file 801-121624.
- Registered with the SEC as an investment advisor (status date on record: July 15, 2021).
Is Heritage Wealth Advisors a fiduciary?
Short answer: Heritage Wealth Advisors is registered with the SEC as an investment advisor.
More detail
Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
3 staff are licensed insurance agents.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.