SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Hemsley Advisors, Ltd.
Chicago, IL
CRD 106414
Firm filing updated April 21, 2026 ·
- $638.1MAssets
- 4Advisory staff
- 745Accounts
Fees and minimums
- Hourly feesAsk the firm for the rate
All fee types on the form
- Percentage of assets under managementYes
- Hourly chargesYes
- Fixed feesYes
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- Individuals197
- High net worth individuals127
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 197 | $76.1 million |
| High net worth individuals | 127 | $554.2 million |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 clients | $1.7 million |
| Charitable organizations | Fewer than 5 clients | $3.5 million |
| Corporations or other businesses not listed above | Fewer than 5 clients | $2.6 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Financial planning services
- Portfolio management for individuals and/or small businesses
Assets and accounts
- Regulatory assets$638.1 million
- Accounts745
- Discretionary$85.1 million · 130 accounts
- Non-discretionary$552.9 million · 615 accounts
People
- Employees5
- Advisory staff4
- Broker-dealer reps0
- Licensed insurance agents0
- Planning clients0
Registration details
- SEC-registered investment advisor. CRD 106414, SEC file 801-47007.
- Registered with the SEC as an investment advisor (status date on record: July 26, 1994).
Is Hemsley Advisors, Ltd. a fiduciary?
Short answer: Hemsley Advisors, Ltd. is registered with the SEC as an investment advisor.
More detail
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
The firm does not report commissions, a broker-dealer role, a related broker-dealer, or staff who are broker-dealer representatives.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.