SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
HCM Wealth Advisors
Cincinnati, OH
Hengehold Capital Management LLC, CRD 107700
Firm filing updated March 2, 2026 ·
- $1.2BAssets
- 9Advisory staff
- 2,964Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Fixed feesYes
- Hourly chargesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- Individuals516
- High net worth individuals334
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 516 | $188.0 million |
| High net worth individuals | 334 | $926.2 million |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 clients | $304,865 |
| Charitable organizations | Fewer than 5 clients | $16.7 million |
| Corporations or other businesses not listed above | Fewer than 5 clients | $99.4 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisors (including private fund managers)
See all 5 services
- Publication of periodicals or newsletters
- Educational seminars/workshops
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisors (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
Assets and accounts
- Regulatory assets$1.2 billion
- Accounts2,964
- DiscretionaryAll accounts
People
- Employees11
- Advisory staff9
- Broker-dealer reps0
- Licensed insurance agents0
- Planning clients51 to 100
Advisors
8 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- Legal name: Hengehold Capital Management LLC SEC-registered investment advisor. CRD 107700, SEC file 801-37821.
- Registered with the SEC as an investment advisor (status date on record: November 29, 1990).
Is HCM Wealth Advisors a fiduciary?
Short answer: HCM Wealth Advisors is registered with the SEC as an investment advisor.
More detail
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
The firm does not report commissions, a broker-dealer role, a related broker-dealer, or staff who are broker-dealer representatives.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.