SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Haven Wealth Group
Houston, TX
Haven Wealth Group LLC, CRD 148099
Firm filing updated February 18, 2026 ·
- $514.8MAssets
- 8Advisory staff
- 819Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- OtherYes
- Hourly chargesNo
- Fixed feesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
Who the firm serves
- Individuals193
- High net worth individuals139
- Corporations or other businesses11
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 193 | $72.3 million |
| High net worth individuals | 139 | $412.3 million |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 clients | $684,973 |
| Charitable organizations | Fewer than 5 clients | $1.2 million |
| Corporations or other businesses not listed above | 11 | $28.3 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
See all 4 services
- Publication of periodicals or newsletters
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Publication of periodicals or newsletters
Assets and accounts
- Regulatory assets$514.8 million
- Accounts819
- Discretionary$492.5 million · 807 accounts
- Non-discretionary$22.3 million · 12 accounts
People
- Employees11
- Advisory staff8
- Broker-dealer reps0
- Licensed insurance agents0
- Planning clients1 to 10
Advisors
5 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- Legal name: Haven Wealth Group LLC SEC-registered investment advisor. CRD 148099, SEC file 801-69527.
- Registered with the SEC as an investment advisor (status date on record: September 12, 2008).
Is Haven Wealth Group a fiduciary?
Short answer: Haven Wealth Group is registered with the SEC as an investment advisor.
More detail
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
The firm does not report commissions, a broker-dealer role, a related broker-dealer, or staff who are broker-dealer representatives.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.