SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Hampton Rock Wealth Management
Austin, TX
Hampton Rock Wealth Management I, LLC, CRD 331682
Firm filing updated September 22, 2026 ·
- $192.4MAssets
- 7Advisory staff
- 161Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Fixed feesYes
- Hourly chargesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- Individuals29
- High net worth individuals22
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 29 | $10.7 million |
| High net worth individuals | 22 | $167.1 million |
| Charitable organizations | Fewer than 5 clients | $562,674 |
| Corporations or other businesses not listed above | Fewer than 5 clients | $14.0 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
Assets and accounts
- Regulatory assets$192.4 million
- Accounts161
- DiscretionaryAll accounts
People
- Employees7
- Advisory staff7
- Broker-dealer reps1
- Licensed insurance agents1
- Planning clients11 to 25
Advisors
5 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- Legal name: Hampton Rock Wealth Management I, LLC SEC-registered investment advisor. CRD 331682, SEC file 801-130575.
- Registered with the SEC as an investment advisor (status date on record: July 11, 2024).
Is Hampton Rock Wealth Management a fiduciary?
Short answer: Hampton Rock Wealth Management is registered with the SEC as an investment advisor.
More detail
Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
Some of the firm's people may also act for a broker-dealer: 1 staff member is a broker-dealer representative and the firm has a related broker-dealer. When someone acts for a broker-dealer, a different SEC standard, Regulation Best Interest, applies to their recommendations. Ask which role they are acting in.
1 staff member is a licensed insurance agent.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.