SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Halcyon Global Advisors
Dallas, TX
Halcyon Global Advisors, LLC, CRD 170600
Firm filing updated March 12, 2026 ·
- $221.3MAssets
- 1Advisory staff
- 449Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Fixed feesYes
- Performance-based feesYes
- Hourly chargesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- OtherNo
Who the firm serves
- Individuals92
- High net worth individuals52
- Corporations or other businesses7
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 92 | $27.1 million |
| High net worth individuals | 52 | $173.1 million |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 clients | $6.0 million |
| Corporations or other businesses not listed above | 7 | $15.0 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Financial planning services
- Portfolio management for individuals and/or small businesses
Assets and accounts
- Regulatory assets$221.3 million
- Accounts449
- Discretionary$212.8 million · 363 accounts
- Non-discretionary$8.5 million · 86 accounts
People
- Employees2
- Advisory staff1
- Broker-dealer reps0
- Licensed insurance agents0
- Planning clients0
Advisors
1 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- Legal name: Halcyon Global Advisors, LLC SEC-registered investment advisor. CRD 170600, SEC file 801-118182.
- Registered with the SEC as an investment advisor (status date on record: March 6, 2020).
Is Halcyon Global Advisors a fiduciary?
Short answer: Halcyon Global Advisors is registered with the SEC as an investment advisor.
More detail
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
The firm does not report commissions, a broker-dealer role, a related broker-dealer, or staff who are broker-dealer representatives.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.