SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Goodman Financial Corporation
Houston, TX
CRD 114637
Firm filing updated April 24, 2026 ·
- $915.9MAssets
- 16Advisory staff
- 913Accounts
Fees and minimums
- Hourly feesAsk the firm for the rate
All fee types on the form
- Percentage of assets under managementYes
- Hourly chargesYes
- Fixed feesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- High net worth individuals207
- Individuals67
- Charities13
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 67 | $37.3 million |
| High net worth individuals | 207 | $820.6 million |
| Charitable organizations | 13 | $57.5 million |
| Corporations or other businesses not listed above | Fewer than 5 clients | $426,828 |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
See all 4 services
- Other: "INVESTMENT CONSULTING SERVICES"
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Other: "INVESTMENT CONSULTING SERVICES"
Assets and accounts
- Regulatory assets$915.9 million
- Accounts913
- Discretionary$912.5 million · 909 accounts
- Non-discretionary$3.4 million · 4 accounts
People
- Employees26
- Advisory staff16
- Broker-dealer reps0
- Licensed insurance agents0
- Planning clients251 to 500
Advisors
10 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- SEC-registered investment advisor. CRD 114637, SEC file 801-61260.
- Registered with the SEC as an investment advisor (status date on record: June 21, 2002).
Is Goodman Financial Corporation a fiduciary?
Short answer: Goodman Financial Corporation is registered with the SEC as an investment advisor.
More detail
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
The firm does not report commissions, a broker-dealer role, a related broker-dealer, or staff who are broker-dealer representatives.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.