SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Globalt Investments
Atlanta, GA
Globalt Investments LLC, CRD 328039
Firm filing updated April 14, 2026 ·
- $3BAssets
- 3,248Clients
- 18Advisory staff
- 3,248Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Fixed feesYes
- OtherYes
- Hourly chargesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
Who the firm serves
- Individuals2,335
- High net worth individuals727
- Corporations or other businesses91
- Charities75
- Pension and profit sharing plans15
- and 1 more5
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 2,335 | $721.5 million |
| High net worth individuals | 727 | $1.6 billion |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 15 | $81.6 million |
| Charitable organizations | 75 | $192.2 million |
| State or municipal government entities (including government pension plans) | 5 | $229.5 million |
| Corporations or other businesses not listed above | 91 | $239.1 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Other: "MODEL PORTFOLIO PROVIDER"
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Other: "MODEL PORTFOLIO PROVIDER"
Assets and accounts
- Regulatory assets$3.0 billion
- Accounts3,248
- DiscretionaryAll accounts
People
- Employees18
- Advisory staff18
- Broker-dealer reps0
- Licensed insurance agents0
- Planning clients0
Advisors
7 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- Legal name: Globalt Investments LLC SEC-registered investment advisor. CRD 328039, SEC file 801-129022.
- Registered with the SEC as an investment advisor (status date on record: November 6, 2023).
Is Globalt Investments a fiduciary?
Short answer: Globalt Investments is registered with the SEC as an investment advisor.
More detail
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
The firm does not report commissions, a broker-dealer role, a related broker-dealer, or staff who are broker-dealer representatives.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.