SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Global Wealth Strategies and Associates, LLC
Denver, CO
CRD 316072
Firm filing updated May 25, 2026 ·
- $457MAssets
- 925Clients
- 9Advisory staff
- 2,946Accounts
Fees and minimums
- Hourly feesAsk the firm for the rate
All fee types on the form
- Percentage of assets under managementYes
- Hourly chargesYes
- Fixed feesYes
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- Individuals805
- High net worth individuals116
- Business development companies4
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 805 | $273.4 million |
| High net worth individuals | 116 | $179.7 million |
| Business development companies | 4 | $3.9 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
See all 5 services
- Selection of other advisors (including private fund managers)
- Other: "CONSULTING"
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisors (including private fund managers)
- Other: "CONSULTING"
Assets and accounts
- Regulatory assets$457.0 million
- Accounts2,946
- DiscretionaryAll accounts
People
- Employees10
- Advisory staff9
- Broker-dealer reps0
- Licensed insurance agents10
- Planning clients51 to 100
Advisors
7 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- SEC-registered investment advisor. CRD 316072, SEC file 801-122556.
- Registered with the SEC as an investment advisor (status date on record: October 25, 2021).
Is Global Wealth Strategies and Associates, LLC a fiduciary?
Short answer: Global Wealth Strategies and Associates, LLC is registered with the SEC as an investment advisor.
More detail
Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
10 staff are licensed insurance agents and the firm has a related insurance company or agency.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.