SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Geowealth Management LLC
Chicago, IL
CRD 148222
Firm filing updated March 24, 2026 ·
- $17.6BAssets
- 51,018Clients
- 20Advisory staff
- 83,125Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Fixed feesYes
- Hourly chargesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- Individuals47,696
- High net worth individuals2,729
- Pension and profit sharing plans285
- Corporations or other businesses275
- Charities33
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 47,696 | $9.7 billion |
| High net worth individuals | 2,729 | $7.0 billion |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 285 | $435.9 million |
| Charitable organizations | 33 | $32.2 million |
| Corporations or other businesses not listed above | 275 | $389.6 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Publication of periodicals or newsletters
See all 4 services
- Educational seminars/workshops
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Publication of periodicals or newsletters
- Educational seminars/workshops
Assets and accounts
- Regulatory assets$17.6 billion
- Accounts83,125
- Discretionary$6.8 billion · 32,617 accounts
- Non-discretionary$10.8 billion · 50,508 accounts
People
- Employees88
- Advisory staff20
- Broker-dealer reps0
- Licensed insurance agents0
Advisors
16 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- SEC-registered investment advisor. CRD 148222, SEC file 801-71114.
- Registered with the SEC as an investment advisor (status date on record: February 25, 2010).
Is Geowealth Management LLC a fiduciary?
Short answer: Geowealth Management LLC is registered with the SEC as an investment advisor.
More detail
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
The firm does not report commissions, a broker-dealer role, a related broker-dealer, or staff who are broker-dealer representatives.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.