SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
GBM Wealth Management, Inc.
Houston, TX
CRD 145049
Firm filing updated September 3, 2026 ·
- $346.4MAssets
- 8Advisory staff
- 546Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Hourly chargesNo
- Fixed feesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- Individuals451
- High net worth individuals60
- Corporations or other businesses32
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 451 | $98.5 million |
| High net worth individuals | 60 | $148.7 million |
| Insurance companies | Fewer than 5 clients | $7.0 million |
| Corporations or other businesses not listed above | 32 | $68.7 million |
| Other: "TRUSTS" | 3 | $23.5 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for individuals and/or small businesses
Assets and accounts
- Regulatory assets$346.4 million
- Accounts546
- Discretionary$306.8 million · 539 accounts
- Non-discretionary$39.6 million · 7 accounts
People
- Employees10
- Advisory staff8
- Broker-dealer reps10
- Licensed insurance agents0
Advisors
7 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- SEC-registered investment advisor. CRD 145049, SEC file 801-129803.
- Registered with the SEC as an investment advisor (status date on record: March 29, 2024).
Is GBM Wealth Management, Inc. a fiduciary?
Short answer: GBM Wealth Management, Inc. is registered with the SEC as an investment advisor. Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
More detail
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
Some of the firm's people may also act for a broker-dealer: 10 staff are broker-dealer representatives and the firm has a related broker-dealer. When someone acts for a broker-dealer, a different SEC standard, Regulation Best Interest, applies to their recommendations. Ask which role they are acting in.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.