SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Fountain Square Asset Management
Cincinnati, OH
Fountain Square Asset Management, LLC, CRD 316955
Firm filing updated March 23, 2026 ·
- $233.7MAssets
- 3Advisory staff
- 681Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Hourly chargesNo
- Fixed feesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- Individuals311
- High net worth individuals83
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 311 | $94.3 million |
| High net worth individuals | 83 | $134.3 million |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 clients | $1.2 million |
| Charitable organizations | Fewer than 5 clients | $3.9 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisors (including private fund managers)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisors (including private fund managers)
Assets and accounts
- Regulatory assets$233.7 million
- Accounts681
- Discretionary$232.5 million · 679 accounts
- Non-discretionary$1.2 million · 2 accounts
People
- Employees5
- Advisory staff3
- Broker-dealer reps3
- Licensed insurance agents3
- Planning clients26 to 50
Advisors
2 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- Legal name: Fountain Square Asset Management, LLC SEC-registered investment advisor. CRD 316955, SEC file 801-122772.
- Registered with the SEC as an investment advisor (status date on record: November 29, 2021).
Is Fountain Square Asset Management a fiduciary?
Short answer: Fountain Square Asset Management is registered with the SEC as an investment advisor.
More detail
Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
Some of the firm's people may also act for a broker-dealer: 3 staff are broker-dealer representatives. When someone acts for a broker-dealer, a different SEC standard, Regulation Best Interest, applies to their recommendations. Ask which role they are acting in.
3 staff are licensed insurance agents.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.