SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Focus Partners Wealth, LLC
St. Louis, MO
CRD 159289
Firm filing updated April 30, 2026 ·
- $181.9BAssets
- 62,466Clients
- 1,025Advisory staff
- 220,585Accounts
Fees and minimums
- Hourly feesAsk the firm for the rate
All fee types on the form
- Percentage of assets under managementYes
- Hourly chargesYes
- Fixed feesYes
- Performance-based feesYes
- OtherYes
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
Who the firm serves
- Individuals30,825
- High net worth individuals30,177
- Pension and profit sharing plans535
- Corporations or other businesses456
- Charities388
- and 5 more85
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 30,825 | $13.5 billion |
| High net worth individuals | 30,177 | $142.5 billion |
| Investment companies | 4 | $1.5 billion |
| Pooled investment vehicles (other than investment companies and business development companies) | 25 | $3.0 billion |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 535 | $9.3 billion |
| Charitable organizations | 388 | $4.5 billion |
| State or municipal government entities (including government pension plans) | 42 | $3.6 billion |
| Other investment advisors | 12 | $699.0 million |
| Insurance companies | 2 | $8.0 million |
| Corporations or other businesses not listed above | 456 | $3.2 billion |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
See all 10 services
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisors (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
- Other: "TAX PREP. SRVCS, DISPUTE RESOLUTION SRVCS, FAMILY OFFICE SRVCS, BUS. MGMT. SRVCS, INS. SOLUTIONS, CREDIT & CASH MGMT SOLUTIONS."
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisors (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
- Other: "TAX PREP. SRVCS, DISPUTE RESOLUTION SRVCS, FAMILY OFFICE SRVCS, BUS. MGMT. SRVCS, INS. SOLUTIONS, CREDIT & CASH MGMT SOLUTIONS."
Assets and accounts
- Regulatory assets$181.9 billion
- Accounts220,585
- Discretionary$148.2 billion · 197,404 accounts
- Non-discretionary$33.6 billion · 23,181 accounts
People
- Employees1,915
- Advisory staff1,025
- Broker-dealer reps0
- Licensed insurance agents2
- Planning clients11,000
Advisors
627 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- SEC-registered investment advisor. CRD 159289, SEC file 801-72862.
- Registered with the SEC as an investment advisor (status date on record: December 7, 2011).
Is Focus Partners Wealth, LLC a fiduciary?
Short answer: Focus Partners Wealth, LLC is registered with the SEC as an investment advisor.
More detail
Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
Some of the firm's people may also act for a broker-dealer: the firm has a related broker-dealer. When someone acts for a broker-dealer, a different SEC standard, Regulation Best Interest, applies to their recommendations. Ask which role they are acting in.
2 staff are licensed insurance agents and the firm has a related insurance company or agency.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.