SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
FMP Wealth Advisers
Austin, TX
Financial Management Professionals Inc, CRD 110270
Firm filing updated July 16, 2026 ·
- $1.3BAssets
- 748Clients
- 12Advisory staff
- 2,806Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Fixed feesYes
- Hourly chargesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- Individuals393
- High net worth individuals328
- Pension and profit sharing plans15
- Corporations or other businesses10
- Pooled vehicles2
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 393 | $223.0 million |
| High net worth individuals | 328 | $985.8 million |
| Pooled investment vehicles (other than investment companies and business development companies) | 2 | $41.4 million |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 15 | $82.4 million |
| Corporations or other businesses not listed above | 10 | $7.5 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
See all 5 services
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisors (including private fund managers)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisors (including private fund managers)
Assets and accounts
- Regulatory assets$1.3 billion
- Accounts2,806
- Discretionary$1.3 billion · 2,805 accounts
- Non-discretionary$26.7 million · 1 accounts
People
- Employees14
- Advisory staff12
- Broker-dealer reps0
- Licensed insurance agents0
- Planning clients101 to 250
Advisors
10 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- Legal name: Financial Management Professionals Inc SEC-registered investment advisor. CRD 110270, SEC file 801-30367.
- Registered with the SEC as an investment advisor (status date on record: August 17, 1987).
Is FMP Wealth Advisers a fiduciary?
Short answer: FMP Wealth Advisers is registered with the SEC as an investment advisor.
More detail
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
The firm does not report commissions, a broker-dealer role, a related broker-dealer, or staff who are broker-dealer representatives.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.