SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Fisher Investments
Plano, TX
Fisher Asset Management, LLC, CRD 107342
Firm filing updated April 2, 2026 ·
- $386.7BAssets
- 1,948Advisory staff
- 422,516Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Performance-based feesYes
- Hourly chargesNo
- Fixed feesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- OtherNo
Who the firm serves
- High net worth individuals125,844
- Individuals73,217
- Corporations or other businesses672
- Pension and profit sharing plans73
- Pooled vehicles46
- and 4 more59
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 73,217 | $48.3 billion |
| High net worth individuals | 125,844 | $283.0 billion |
| Investment companies | 3 | $249.5 million |
| Pooled investment vehicles (other than investment companies and business development companies) | 46 | $7.4 billion |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 73 | $6.5 billion |
| Charitable organizations | 25 | $4.1 billion |
| State or municipal government entities (including government pension plans) | 20 | $23.7 billion |
| Other investment advisors | 11 | $5.2 billion |
| Insurance companies | Fewer than 5 clients | $891.4 million |
| Sovereign wealth funds and foreign official institutions | Fewer than 5 clients | $5.8 billion |
| Corporations or other businesses not listed above | 672 | $1.3 billion |
| Other: "PROPRIETARY ACCOUNTS" | Fewer than 5 clients | $79.3 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
See all 6 services
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Other: "PORTFOLIO ASSESSMENT"
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Other: "PORTFOLIO ASSESSMENT"
Assets and accounts
- Regulatory assets$386.7 billion
- Accounts422,516
- DiscretionaryAll accounts
People
- Employees4,369
- Advisory staff1,948
- Broker-dealer reps0
- Licensed insurance agents0
- Planning clients29,000
Advisors
1,836 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- Legal name: Fisher Asset Management, LLC SEC-registered investment advisor. CRD 107342, SEC file 801-29362.
- Registered with the SEC as an investment advisor (status date on record: March 26, 1987).
Is Fisher Investments a fiduciary?
Short answer: Fisher Investments is registered with the SEC as an investment advisor.
More detail
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
The firm does not report commissions, a broker-dealer role, a related broker-dealer, or staff who are broker-dealer representatives.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
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About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.