SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Financial Designs Wealth Management
Miami, FL
Financial Designs Wealth Management LLC, CRD 314520
Firm filing updated June 16, 2026 ·
- $261.2MAssets
- 4Advisory staff
- 181Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Hourly chargesNo
- Fixed feesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- High net worth individuals77
- Pension and profit sharing plans62
- Individuals38
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 38 | $8.7 million |
| High net worth individuals | 77 | $163.1 million |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 62 | $87.3 million |
| Corporations or other businesses not listed above | Fewer than 5 clients | $2.1 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisors (including private fund managers)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisors (including private fund managers)
Assets and accounts
- Regulatory assets$261.2 million
- Accounts181
- Discretionary$173.9 million · 119 accounts
- Non-discretionary$87.3 million · 62 accounts
People
- Employees6
- Advisory staff4
- Broker-dealer reps1
- Licensed insurance agents2
- Planning clients1 to 10
Advisors
3 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- Legal name: Financial Designs Wealth Management LLC SEC-registered investment advisor. CRD 314520, SEC file 801-128134.
- Registered with the SEC as an investment advisor (status date on record: June 20, 2023).
Is Financial Designs Wealth Management a fiduciary?
Short answer: Financial Designs Wealth Management is registered with the SEC as an investment advisor.
More detail
Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
Some of the firm's people may also act for a broker-dealer: 1 staff member is a broker-dealer representative. When someone acts for a broker-dealer, a different SEC standard, Regulation Best Interest, applies to their recommendations. Ask which role they are acting in.
2 staff are licensed insurance agents and the firm has a related insurance company or agency.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.