SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Financial & Tax Architects, LLC
St. Louis, MO
CRD 119169
Firm filing updated June 18, 2026 ·
- $506.2MAssets
- 1,574Clients
- 40Advisory staff
- 3,736Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Fixed feesYes
- Hourly chargesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- Individuals1,416
- High net worth individuals149
- Other investment advisors9
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 1,416 | $212.6 million |
| High net worth individuals | 149 | $162.4 million |
| Other investment advisors | 9 | $131.3 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Educational seminars/workshops
See all 4 services
- Other: "SUB-ADVISORY SERVICES"
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Educational seminars/workshops
- Other: "SUB-ADVISORY SERVICES"
Assets and accounts
- Regulatory assets$506.2 million
- Accounts3,736
- DiscretionaryAll accounts
People
- Employees71
- Advisory staff40
- Broker-dealer reps0
- Licensed insurance agents36
- Planning clients101 to 250
Advisors
23 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- SEC-registered investment advisor. CRD 119169, SEC file 801-114688.
- Registered with the SEC as an investment advisor (status date on record: February 12, 2019).
Is Financial & Tax Architects, LLC a fiduciary?
Short answer: Financial & Tax Architects, LLC is registered with the SEC as an investment advisor.
More detail
Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
36 staff are licensed insurance agents and the firm has a related insurance company or agency.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.