SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Fifth Third Wealth Advisors LLC
Cincinnati, OH
CRD 313015
Firm filing updated July 29, 2026 ·
- $7.8BAssets
- 1,498Clients
- 58Advisory staff
- 2,121Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Fixed feesYes
- Hourly chargesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- Individuals860
- High net worth individuals566
- Corporations or other businesses41
- Charities14
- State or municipal government entities (including government pension plans)10
- and 3 more7
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 860 | $351.3 million |
| High net worth individuals | 566 | $3.0 billion |
| Pooled investment vehicles (other than investment companies and business development companies) | 3 | $3.4 million |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 3 | $12.7 million |
| Charitable organizations | 14 | $962.7 million |
| State or municipal government entities (including government pension plans) | 10 | $1.2 billion |
| Insurance companies | 1 | $107.7 million |
| Corporations or other businesses not listed above | 41 | $2.2 billion |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
See all 6 services
- Selection of other advisors (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisors (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
Assets and accounts
- Regulatory assets$7.8 billion
- Accounts2,121
- DiscretionaryAll accounts
People
- Employees83
- Advisory staff58
- Broker-dealer reps0
- Licensed insurance agents0
- Planning clients101 to 250
Advisors
41 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- SEC-registered investment advisor. CRD 313015, SEC file 801-122096.
- Registered with the SEC as an investment advisor (status date on record: August 17, 2021).
Is Fifth Third Wealth Advisors LLC a fiduciary?
Short answer: Fifth Third Wealth Advisors LLC is registered with the SEC as an investment advisor.
More detail
Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
Some of the firm's people may also act for a broker-dealer: the firm has a related broker-dealer. When someone acts for a broker-dealer, a different SEC standard, Regulation Best Interest, applies to their recommendations. Ask which role they are acting in.
The firm has a related insurance company or agency.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.