SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Fca Corp
Houston, TX
CRD 110658
Firm filing updated February 17, 2026 ·
- $623.1MAssets
- 183Clients
- 11Advisory staff
- 563Accounts
Fees and minimums
- Hourly feesAsk the firm for the rate
All fee types on the form
- Percentage of assets under managementYes
- Hourly chargesYes
- Fixed feesYes
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- Individuals91
- High net worth individuals84
- Investment companies5
- Pooled vehicles3
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 91 | $31.3 million |
| High net worth individuals | 84 | $422.1 million |
| Investment companies | 5 | $59.0 million |
| Pooled investment vehicles (other than investment companies and business development companies) | 3 | $110.7 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
See all 6 services
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Other: "CONSULTING"
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Other: "CONSULTING"
Assets and accounts
- Regulatory assets$623.1 million
- Accounts563
- Discretionary$494.2 million · 526 accounts
- Non-discretionary$128.9 million · 37 accounts
People
- Employees17
- Advisory staff11
- Broker-dealer reps0
- Licensed insurance agents0
- Planning clients101 to 250
Advisors
8 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- SEC-registered investment advisor. CRD 110658, SEC file 801-20514.
- Registered with the SEC as an investment advisor (status date on record: January 13, 1984).
Is Fca Corp a fiduciary?
Short answer: Fca Corp is registered with the SEC as an investment advisor.
More detail
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
The firm does not report commissions, a broker-dealer role, a related broker-dealer, or staff who are broker-dealer representatives.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.