SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Fayez Sarofim & Co.
Houston, TX
Fayez Sarofim & Co., LLC, CRD 106584
Firm filing updated May 12, 2026 ·
- $35.1BAssets
- 2,997Clients
- 22Advisory staff
- 2,997Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Hourly chargesNo
- Fixed feesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- Individuals2,465
- High net worth individuals274
- Corporations or other businesses129
- Charities109
- Pension and profit sharing plans10
- and 4 more10
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 2,465 | $1.7 billion |
| High net worth individuals | 274 | $14.1 billion |
| Investment companies | 5 | $3.3 billion |
| Pooled investment vehicles (other than investment companies and business development companies) | 2 | $684.6 million |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 10 | $345.3 million |
| Charitable organizations | 109 | $5.6 billion |
| State or municipal government entities (including government pension plans) | 2 | $79.3 million |
| Insurance companies | 1 | $149.1 million |
| Corporations or other businesses not listed above | 129 | $9.0 billion |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles (other than investment companies)
See all 4 services
- Portfolio management for businesses (other than small businesses) or institutional clients
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
Assets and accounts
- Regulatory assets$35.1 billion
- Accounts2,997
- Discretionary$34.9 billion · 2,977 accounts
- Non-discretionary$198.8 million · 20 accounts
People
- Employees54
- Advisory staff22
- Broker-dealer reps0
- Licensed insurance agents0
Advisors
13 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- Legal name: Fayez Sarofim & Co., LLC SEC-registered investment advisor. CRD 106584, SEC file 801-1725.
- Registered with the SEC as an investment advisor (status date on record: July 16, 1958).
Is Fayez Sarofim & Co. a fiduciary?
Short answer: Fayez Sarofim & Co. is registered with the SEC as an investment advisor.
More detail
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
The firm does not report commissions, a broker-dealer role, a related broker-dealer, or staff who are broker-dealer representatives.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.