SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Embree Financial Group
Chicago, IL
CRD 108233
Firm filing updated August 17, 2026 ·
- $2.6BAssets
- 13Advisory staff
- 2,378Accounts
Fees and minimums
- Hourly feesAsk the firm for the rate
All fee types on the form
- Percentage of assets under managementYes
- Hourly chargesYes
- Fixed feesYes
- Performance-based feesYes
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- OtherNo
Who the firm serves
- Individuals472
- High net worth individuals363
- Pension and profit sharing plans88
- Corporations or other businesses12
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 472 | $153.2 million |
| High net worth individuals | 363 | $1.1 billion |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 88 | $1.3 billion |
| Corporations or other businesses not listed above | 12 | $30.5 million |
| Other: "INVESTMENT CLUB" | Fewer than 5 clients | $507,196 |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
See all 6 services
- Pension consulting services
- Selection of other advisors (including private fund managers)
- Publication of periodicals or newsletters
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisors (including private fund managers)
- Publication of periodicals or newsletters
Assets and accounts
- Regulatory assets$2.6 billion
- Accounts2,378
- Discretionary$2.6 billion · 2,374 accounts
- Non-discretionary$8.5 million · 4 accounts
People
- Employees18
- Advisory staff13
- Broker-dealer reps0
- Licensed insurance agents6
- Planning clients101 to 250
Advisors
6 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- SEC-registered investment advisor. CRD 108233, SEC file 801-63489.
- Registered with the SEC as an investment advisor (status date on record: September 23, 2004).
Is Embree Financial Group a fiduciary?
Short answer: Embree Financial Group is registered with the SEC as an investment advisor.
More detail
Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
6 staff are licensed insurance agents and the firm is itself an insurance broker or agent.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.