SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Dew Point Capital
Los Angeles, CA
Dew Point Capital, Inc., CRD 305010
Firm filing updated March 27, 2026 ·
- $513.2MAssets
- 2Advisory staff
- 1,036Accounts
Fees and minimums
- Hourly feesAsk the firm for the rate
All fee types on the form
- Percentage of assets under managementYes
- Hourly chargesYes
- Fixed feesYes
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- Individuals378
- High net worth individuals131
- Pension and profit sharing plans109
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 378 | $57.0 million |
| High net worth individuals | 131 | $406.8 million |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 109 | $47.9 million |
| Charitable organizations | Fewer than 5 clients | $1.6 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
See all 4 services
- Pension consulting services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
Assets and accounts
- Regulatory assets$513.2 million
- Accounts1,036
- Discretionary$512.0 million · 1,032 accounts
- Non-discretionary$1.2 million · 4 accounts
People
- Employees2
- Advisory staff2
- Broker-dealer reps0
- Licensed insurance agents2
- Planning clients500
Advisors
4 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- Legal name: Dew Point Capital, Inc. SEC-registered investment advisor. CRD 305010, SEC file 801-122323.
- Registered with the SEC as an investment advisor (status date on record: September 16, 2021).
Is Dew Point Capital a fiduciary?
Short answer: Dew Point Capital is registered with the SEC as an investment advisor.
More detail
Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
2 staff are licensed insurance agents and the firm has a related insurance company or agency.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.