SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Curi Capital, LLC
Chicago, IL
CRD 134249
Firm filing updated July 7, 2026 ·
- $11.6BAssets
- 2,960Clients
- 106Advisory staff
- 16,939Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Fixed feesYes
- Performance-based feesYes
- Hourly chargesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- OtherNo
Who the firm serves
- High net worth individuals1,547
- Individuals1,318
- Charities38
- Pooled vehicles19
- Corporations or other businesses18
- and 3 more20
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 1,318 | $495.6 million |
| High net worth individuals | 1,547 | $7.9 billion |
| Investment companies | 8 | $1.2 billion |
| Pooled investment vehicles (other than investment companies and business development companies) | 19 | $576.7 million |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 5 | $62.5 million |
| Charitable organizations | 38 | $200.2 million |
| Insurance companies | 7 | $889.2 million |
| Corporations or other businesses not listed above | 18 | $340.3 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
See all 8 services
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisors (including private fund managers)
- Other: "SPONSOR, GENERAL PARTNER, MANAGING MEMBER (OR EQUIVALENT) OF POOLED INVESTMENT VEHICLES"
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisors (including private fund managers)
- Other: "SPONSOR, GENERAL PARTNER, MANAGING MEMBER (OR EQUIVALENT) OF POOLED INVESTMENT VEHICLES"
Assets and accounts
- Regulatory assets$11.6 billion
- Accounts16,939
- Discretionary$9.3 billion · 13,039 accounts
- Non-discretionary$2.3 billion · 3,900 accounts
People
- Employees180
- Advisory staff106
- Broker-dealer reps5
- Licensed insurance agents2
- Planning clients3,000
Advisors
61 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- SEC-registered investment advisor. CRD 134249, SEC file 801-63939.
- Registered with the SEC as an investment advisor (status date on record: February 15, 2005).
Is Curi Capital, LLC a fiduciary?
Short answer: Curi Capital, LLC is registered with the SEC as an investment advisor.
More detail
Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
Some of the firm's people may also act for a broker-dealer: 5 staff are broker-dealer representatives and the firm is itself a registered representative of a broker-dealer. When someone acts for a broker-dealer, a different SEC standard, Regulation Best Interest, applies to their recommendations. Ask which role they are acting in.
2 staff are licensed insurance agents and the firm has a related insurance company or agency.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.