SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Core Capital Management and Research Inc.
Houston, TX
CRD 146285
Firm filing updated March 30, 2026 ·
- $298.8MAssets
- 269Clients
- 4Advisory staff
- 269Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Fixed feesYes
- Hourly chargesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- High net worth individuals165
- Individuals79
- Corporations or other businesses13
- Pension and profit sharing plans6
- Charities6
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 79 | $14.4 million |
| High net worth individuals | 165 | $121.9 million |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 6 | $21.7 million |
| Charitable organizations | 6 | $93.8 million |
| Corporations or other businesses not listed above | 13 | $47.0 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
See all 5 services
- Selection of other advisors (including private fund managers)
- Educational seminars/workshops
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisors (including private fund managers)
- Educational seminars/workshops
Assets and accounts
- Regulatory assets$298.8 million
- Accounts269
- Discretionary$152.2 million · 259 accounts
- Non-discretionary$146.5 million · 10 accounts
People
- Employees4
- Advisory staff4
- Broker-dealer reps0
- Licensed insurance agents1
- Planning clients1 to 10
Advisors
2 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- SEC-registered investment advisor. CRD 146285, SEC file 801-72083.
- Registered with the SEC as an investment advisor (status date on record: January 3, 2011).
Is Core Capital Management and Research Inc. a fiduciary?
Short answer: Core Capital Management and Research Inc. is registered with the SEC as an investment advisor. Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
More detail
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
1 staff member is a licensed insurance agent.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.